Broker Check
 

14 Columbia Circle Drive, Suite 204
Albany, NY 12203
Phone: (518) 479-4600
Fax: (518) 479-4603

James I. Sullivan, II

James I. Sullivan, II

LPL Registered Client Services Associate

In July 2015, Jim joined A.J. Amato Wealth Management as a Client Services Associate. In his position, Jim is responsible for assisting A.J. with the development of comprehensive financial plans, investment research, and providing high quality customer service.

Jim graduated from Siena College in May 2015 with a B.S. in Business Administration and also earned a minor in Economics. Due to his academic success, Jim graduated Magna Cum Laude and was nominated to join both Beta Gamma Sigma and Omicron Delta Epsilon National Honor Societies.  Jim earned his MBA at Clarkson University in June 2017 and was nominated to join Clarkson's Beta Gamma Sigma Honor Society.  Jim's course work and experience provide him with the attitude and skills necessary to enhance A.J. Amato Wealth Management’s ability to assist all existing and new clients.

In the future, Jim would like to directly assist clients as they work toward their financial goals. In order to do this, he plans on pursuing the CERTIFIED FINANCIAL PLANNER designation. Jim currently holds the Series 7 and 66 securities registrations through LPL Financial. .

Jim enjoys spending free time with family and friends. He is an avid golfer who played for and captained the Siena men’s golf team. Jim regularly competes in amateur events around the capital region and state of New York.

"We carefully guide you through all your personal financial milestones, offering
objective, thoughtful insight along the way."

-A.J. Amato, Founder